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Our Mission 

The goal of this investor education website is to promote wise investing and fraud prevention.  Elsewhere, you can find information on the other responsibilities of the Commission Securities Division, including the enforcement of securities and investment management laws, oversight of those who offer and sell investments and provide investment advice, and assistance in legitimate capital formation.

National Spotlight

• It Pays to Understand the Different Roles of Financial Providers
• NASAA Issues Investor Advisory on Private Placements

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