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Investor Alerts - 2005
6/15/05 - Arkad Investment Services & David Medansky may be denied license in Arizona The Securities Division recommends denial of license to Scottsdale man due to a felony conviction.
5/24/05 - Scottsdale Salesman Faces Fraud Charges The Securities Division issued a notice of opportunity for hearing to David John Palen who is charged with securities fraud with a possible license revocation.
4/26/05 - Peoria Man Accused of Selling Unregistered Securities The Securities Division issued a cease and desist order against Christopher D. Dedmon who is accused of offering and selling without a license unregistered Clear Energy stock to Arizona investors.
2/15/05 - M.A.C. Investment Sales Ordered to Halt Offering The Securities Division issued a temporary cease and desist order against four individuals and companies in connection with the offer and sale of investments in automatic teller machines (ATMs).
1/20/05 - Centenarios Gold & Watt Ordered to Stop Selling Mexican Gold Mine Shares. The Securities Division issued a temporary cease and desist order against Centenarios Gold, Inc., and Tim Watt.
Search the Investor Alerts Archive here.
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