When should I contact the Division?  You should telephone, email, or write us when you need to:

• Verify the licensing or registration status of investment  professionals and their companies,
• File complaints about your financial professionals and dealers,
• Get information about Commission enforcement actions or orders against people or companies, 
• Find information about securities offerings or types of investment products, and 
• Request investor informational brochures or schedule a presentation
  for your group.

How can the Securities Division help me?   Depending on your situation, you may wish to contact different people within the Securities Division.  Here are those employees who can assist you:

Duty Officer
TEL:	602-542-0662
DUTIES:	Answers questions about specific investment products and provides background information on securities salespeople, dealers, or investment advisers and their representatives.
Investor Education Coordinator
TEL:	602-542-0428
DUTIES:	Helps spread the word about avoiding investment scams and promotes wise investing through speaking engagements, seminars, brochures, and educational information on our web site.
Public Information Officer
TEL:	602-542-0844
DUTIES:	Interacts with the public and the news media to explain the Securities Division's role on specific enforcement actions and responds to questions regarding the Division's cases.