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Know what questions to ask that can turn off an investment swindle.  For more information on wise investing and fraud prevention, visit the Investor Resource Center.
View the list of Frequently Asked Questions!

Frequently Asked Questions (FAQs)

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The information provided on this website is not comprehensive, is not offered as legal advice, and is not a substitute for competent legal counsel.  The Securities Division provides this information to give you an overview of the topics discussed.   You should not rely on the accuracy of this information, but should carefully review all applicable statutes and regulations with the assistance of legal counsel.  


Ask and Check

Before you invest, contact the Investigator on Duty at 602-542-0662 or send an email to verify license or registration status and disciplinary history of the investment, salesperson AND company.  
Click here to Ask and Check BEFORE You Invest!