Glossary

The Arizona Corporation Commission’s Securities Division is pleased to present links to other web sites with helpful glossaries of common financial terms. You will be leaving our web site when you click on the links below. Keep in mind that many of these definitions are general, broad and should not be relied on as strict legal definitions. State statutes and federal laws may, and often do, define these terms with a greater degree of precision or with strict applicability to a particular situation.

Alliance for Investor Education
www.pathtoinvesting.org/trips/intlinvesting/intro.htm

American Savings Education Council
www.asec.org/tools/terms.htm

American Association of Individual Investors

www.aaii.com/invbas/glossary

Financial Industry Regulatory Authority

www.finra.org/Resources/Glossary/index.htm

Securities and Exchange Commission

www.sec.gov/answers.shtml