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Press Releases - 2002
November 1, 2002
Commission Sues Local Foundation and Others Over Sale of Charitable Gift Annuities
October 24, 2002
Commission Halts Foreign Currency Trading Operation
October 22, 2002
Free Investor Education Series To Be Held In Sun City
September 27, 2002
Commission Shuts Down Prime Bank Scheme, Revokes Two Licenses, Collects Millions
September 9, 2002
Five Scottsdale Companies Ordered To Stop Peddling Unregistered Promissory Notes
September 3, 2002
Four Securities Actions Result in Restitution, Penalties, Refunds & Revocations
August 29, 2002
Securities Division Seeks Restitution and Penalties for Fraudulent Sales of Unregistered Securities
August 26, 2002
Arizona's Aggressive Securities Enforcement Cited at National Press Club Briefing
July 19, 2002
Default Order Entered Against Tempe Boiler Room: Principals & Firms Ordered to Pay $6.2 Million
June 28, 2002
Securities Salesman Penalized For Sale Of Unregistered Securities
June 14, 2002
Commission Attorney Earns Second Achievement Award
June 7, 2002
Scamming Elderly Nets Jail Time For Insurance Agent
Lawson once lived in high style with investor money, now sees inside of prison cell
June 5, 2002
Accounting Firm Andersen Pays Settlement Monies in Case Involving Baptist Foundation Victims
May 31, 2002
Tempe Boiler Room Operation Steams Securities Division Commission Issues Cease & Desist Order Against 5 Firms & 6 Individuals
May 28, 2002
Commission Orders Over $1 Million In Penalties & Restitution For Securities Violations
May 14, 2002
$21 Million Secured For Baptist Foundation Investors
April 30, 2002
Commission Orders More Than $1.5 Million Restitution to Defrauded Investors
April 24, 2002
Investor Education Brochure Unveiled During Savings & Investment Month
April 10, 2002
Factoring Investments Subject of Major Enforcement Action
April 1, 2002
The Dirty Dozen: Scams, Schemes and Risky Investments
April 1, 2002
Governor Proclaims April "Arizona Savings & Investment Month"
April 1, 2002
April is Arizona Savings & Investment Month
March 27, 2002
Commission Issues Orders Against Several Investment Promoters
March 7, 2002
Scottsdale Man Fails To Comply, Commission Pulls License
March 7, 2002
SEC Finds Fraud, Commission Revokes Arizona Licenses
March 4, 2002
Securities Enforcement Attorney Earns National Acclaim
January 11, 2002
Glendale Insurance Agent/CPA Commits Securities Fraud
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