Hot Off The Presses

2008   2007       2006    2005    2004  

2003   2002   2001    2000    1999    1998  

November 19, 2004
Commission Penalizes Insurance Agent and Former Stockbroker for Selling Unregistered Securities

October 15, 2004
Commission Clamps Down on Unregistered Securities Sales, Obtains Resolution and Settlement for Retired Couple

August 19, 2004
Commission Issues Default Orders Against Group that Bilked over $2.3 Million from Investors

August 19, 2004
Commission Halts Securities Offering Before It Spreads, Sanctions Scottsdale Man for Unregistered Sales

June 25, 2004
Commission Sanctions Individuals and Companies for Selling Unregistered Securities

May 28, 2004
Glendale Man Ignores Commission Order, Faces Securities Fraud and Contempt Charges

May 20, 2004
Scottsdale Man Promotes Unregistered GPS Stock, Surrenders License

May 7, 2004
Commission Penalizes Mesa Insurance Agent for Selling Unregistered Pay Telephone Contracts

April 15, 2004
Commission Targets GPS Stock Offering - Penalizes Gilbert Man for Sales of Unregistered Pay Telephone Contracts

April 5, 2004
Educating Investors Focus of April Savings & Investing Month Campaign

April 5, 2004
Commission Encourages Investors to Participate in Savings & Investing Month

March 18, 2004
Commission Continues to Crack Down on Unregistered Pay Telephone Investment Contract Sales - Two Women Agree to Pay Penalties and Return Commissions

January 30, 2004
Commission Approves Final Analyst Conflict Settlement Agreement - Citigroup to pay Arizona $2.37 Million

January 30, 2004
Commission Revokes License of Convicted Felon, Sanctions Others for Unregistered Securities Sales