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Hot Off The Presses

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December 22, 2005
Investor Alert:  Do Homework Before Investing in 529 College Savings Plans

September 1, 2005
Beware of Hurricane-related Scams, Regulators Warn 

June 10, 2005
Commission Orders Stop to Unregistered Investment Sales and $10.5 Million to Restore Investors

April 26, 2005
Commission Pulls License of Securities Salesman For Unscrupulous Conduct in Another State

April 25, 2005
Commission Approves Twelfth Analyst Settlement Case, Thomas Weisel Partners to Pay Arizona $79,064

Aprll 11, 2005
Commission Urges Investors to Participate in Saving & Investing Month

April 6, 2005
Commission Names Top Ten Threats to Investors

March 31, 2005
Commission Orders Stop to Mexico Resort Offering and Oil and Gas Wells Venture

March 25, 2005
Unregistered Promissory Notes in Auto Leasing Companies is Focus of Commission Orders

March 8, 2005
Casino Revenue and Water Rights Investments Under Scrutiny, Commission Charges Tucson Man with Securities Fraud

February 28, 2005
Two Insurance Agents and Dot.Com Promoter Agree to Pay Penalties and Return Investor Funds

February 24, 2005
Commission Approves Deutsche Bank Settlement Agreement, Arizona to receive $454,619

February 15, 2005
M.A.C. Investment Sales Ordered to Halt Offering, ACC Alleges Multiple Violations of Securities Laws

January 27, 2005
Former Insurance Agent Defrauds Investors, Former Stockbroker and Others Agree to Commission's Orders


 

 


Securities Division
Arizona Corporation Commission       
1300 W. Washington, 3rd Floor
Phoenix, AZ 85007
 
Phone:  
Toll Free:  
E-mail: 
602-542-4242
1-866-VERIFY-9
info@azinvestor.gov

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