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Send Document	Qty	Document
		About Boiler Rooms: Where Investment Scams are Always on Call: Know how they work, and what sales techniques solicitors use to get you on the hook; (2003, ACC).
		A Guide to Understanding 529 Plans. Learn the ins and outs of college savings plans before you get started; (2002 NASAA, CSPN, ICI).
		A Guide to Making Venture Investments in Small Businesses. Identifies important points to consider before investing in start-up companies; (2002 ACC).
		A Guide to Mining Investments. Use this booklet to understand the risks of mining ventures and learn the questions to ask before you invest; (2003 ACC).
		A Guide to Multilevel Marketing. Defines the term and identifies the warning signs of its alter ego, the illegal pyramid scheme; (2003 ACC).
		An Introduction to Mutual Funds. Understand this popular investment, what pitfalls to avoid, and other factors to consider before you buy; (2003 SEC).
		Ask Questions. Know what to ask about your investments, the issuer, salesperson’s background, and especially how to troubleshoot problems; (SEC).
		Ballpark Estimate. Get an idea of the kind of savings you'll need for retirement by using this handy worksheet; (2001 ASEC).
		Certificates of Deposit: Tips for Investors. Learn how CDs work, who can sell them, and what questions to ask before you buy; (2000 SEC).
		Cold Calling Alert. Gives you tips on how what to do when the phone rings and you are offered an investment opportunity; (1999 SEC, NASAA).
		Cutting Through the Confusion. Know where to turn for help on your investments. Features the types of providers, payment structures, differences in legal obligations, and questions to ask; (2006, NASAA, CFA Institute, IAA, FPA, and CFA).
		Foreign Currency 'Forex' Fraud. Be on alert for Forex promoters who downplay risk. (2006 CFTC). (single copy only)
		Get the Facts on Online Investing. Contains tips that will guide you when trading securities through the Internet; (2003 NASAA).
		Get the Facts on Saving and Investing. Use this helpful guide for learning the basics of saving and investing; Includes worksheets to get you started; (2002, SEC).
		How Do I Verify Before I Buy Securities? Informs you on who to call and what questions to ask before you invest; (2003 ACC).
		TEMPORARILY OUT OF STOCK. International Investing. Get the facts on the special risks of investing outside the United States; (1999 SEC).
		Internet Fraud. Shows you how to spot different types of online scams and how to use the Internet wisely when investing; (2000 SEC).
		Investor Bill of Rights. Know your rights as an investor and what information you need know to monitor your investments; 1 p (1997 NASAA).
		TEMPORARILY OUT OF STOCK. Microcap Stock: A Guide for Investors. Tells you how to find info about companies, what “red flags” to consider, and where to go when trouble hits; (SEC).
		Need Clues About Securities? Learn why securities are more than just stocks and bonds. Plus, understand how the Securities Division can help investors; (ACC).
		Promissory Notes: Promises, Problems. Explains how notes work and addresses the risks to consider before investing; (NASAA, NASD, SEC, SIA).
		Protect Your Money from Dishonest Financial Professionals. Choose and monitor your financial professional with this informative guide. Contains fraud prevention tips and contact info if a problem arises; (2003, ACC).
		Putting Investors First—The Role of State Securities Regulators. Describes how state regulators serve and protect investors; (2004 NASAA).
		Putting Telephone Scams...On Hold. Gain some helpful tip-offs to avoid the most common rip-offs over the phone.  Be aware of exceptions to the Telemarketing Sales Rule;(2004, FTC).
		Risk and Suitability. Understand the importance of determining your investment risk tolerance level and suitability with your financial professional; (2003, ACC).
		Senior Protection Guide. Protect yourself against the most common Arizona scams with this valuable guide—a must for all seniors; (2007, SEC).
		Smart Savings for College - Better Buy Degrees. Keep pace with the available savings-for-college options. Includes a handy comparison chart; (2002 NASD).
		Tips for Consumers on Mutual Funds Sold at Banks. Avoid confusion and read this booklet before investing in mutual funds sold at banks; (1996, ACC).
		Understanding Your Brokerage Account Statements. Points out sections to review when verifying account activity. Includes a handy checklist, glossary, and FAQs; (NASAA, SIA).
		Viatical or Life Settlements as Investments. Explains what viaticals and life settlements are and the risks and considerations to make before you invest; (2003 ACC).
		Variable Annuities: What You Should Know. Describes what annuities are, how they work, and what charges you can expect; (2000 SEC).
		What Every Investor Should Know. Refer to this comprehensive guide before investing; (2006 ACC)
		When Opportunity Calls, Take Notes! Keep this checklist notecard ready when a salesperson calls to promote an investment opportunity; (2000 ACC).