What the Securities Division can do for investors:
You can file a complaint with the Securities Division by U.S. mail, email, or facsimile. Please fill out the Investor Complaint Form and submit it, along with supporting documentation related to the investment, to the Securities Division. If you prefer to file your Securities Complaint Form with the Securities Division by U.S. mail or email, click here to download a PDF version. Please contact the Securities Division at (602) 542-0662 with any questions.
The more information you provide, the more likely the Securities Division will be able to promptly decide how to proceed. The following information is critical to investigate the subject of your complaint:
Steps to Take if Your Complaint Involves a Securities Dealer