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Press Releases - 2000
December 13, 2000
Commission Penalizes Seller of Unregistered Securities
December 13, 2000
Cave Creek Resident Ordered to Stop Selling Unregistered Promissory Notes
December 13, 2000
Corporation Commission Sanctions Ahwautukee Couple
December 12, 2000
Investor Alert: Extreme Caution Urged in Investing in Crude Oil, Gas and Heating Oil Futures
December 12, 2000
ACC Takes Lead in High Profile Fraud Case
December 5, 2000
Investor Alert: Caution Urged in Purchase of Bank CDs Sold by Brokers
December 4, 2000
Repeat Offender Gets Harsher Penalty in Securities Case
November 29, 2000
Sun City Insurance Agent Censured in Fraud Case
November 29, 2000
Selling Unregistered Securities Results in Penalties
October 30, 2000
Scottsdale Woman, Company, Admit Committing Securities Fraud, Ordered to Pay Back $390,000
October 30, 2000
Phoenix Investment Adviser Fined for Failure to File Financials
October 17, 2000
ACC State Securities Chief Appointed to Continent-Wide Securities Post
October 6, 2000
ACC Finds That Owners Of Medical Management Company Violated The State’s Securities Act
October 6, 2000
ACC Takes Action Against Fraudulent Mining Investments
September 27, 2000
Securities Division Alleges Arthur Andersen LLP Committed Fraud in Connection with Securities Sold by the Baptist Foundation of Arizona
September 12, 2000
Commission Orders One Year Suspension Of Securities Salesman
September 12, 2000
Lake Havasu Couple Ordered To Pay Investors $243,500 For Mining Fraud
September 12, 2000
Corporation Commission Orders Company Selling Foreign Exchange Accounts
July 31, 2000
Lake Havasu Couple Ordered to Halt Alleged Mining Fraud
July 19, 2000
ACC Takes Action Against Fraudulent Promissory Note Scheme
July 19, 2000
Securities Salesman Misappropriates $200,000 and Commission Revokes Registration and Orders Restitution
July 5, 2000
Attorney General, Corporation Commission File Suit Against Tucson Couple, Company Over Allegations of Consumer, Securities Fraud
June 12, 2000
Online Investors Get 10 Tips From State Securities Division
June 1, 2000
Arizona Corporation Commission Cracks Down on Promissory Note Fraud
May 3, 2000
Corporation Commission Issues Temporary Order on Television Investment Offering
May 3, 2000
Penalties Ordered Against Sun City Securities Salesman
May 3, 2000
Mesa Man Ordered to Repay Commodities Investors
May 3, 2000
Restitution and Penalties Ordered in Sale of Fraudulent Promissory Notes
May 3, 2000
Securities Salesperson Misappropriates $250,000 and Commission Responds with Revocation and Penalty
April 26, 2000
The State Seeks Contempt Sanctions Against Phoenix Couple for Violating Court Order
April 24, 2000
Promoters of Investment in Slag Pile Reclamation Project Charged with Securities Violations
April 21, 2000
Investment Fraud Ringleaders Charged in New Securities Case Before Corporation Commission
April 19, 2000
Penalty Ordered in Sale of Unsuitable Investment to Elderly Widow
April 13, 2000
Investors Cautioned About Buying Stock with Margin Loans
April 13, 2000
Penalties Ordered Against Two Former Glendale Securities Salesmen
April 13, 2000
Securities Regulators to Speak to High School Students in Peoria
April 5, 2000
Corporation Commission Issues Order on Findings of Fraud
April 5, 2000
Scottsdale Couple and Vegas Man Ordered to Stop Small Business Fraud and Return Funds
April 5, 2000
Corporation Commission Slams Foreign Currency Investment Frauds with Sanctions and Heavy Fines
March 31, 2000
American Express Financial Advisors Fined $125,000 for Failure to Supervise Salesman
March 31, 2000
Arizona Corporation Commission Supports National Investor Education Campaign in April
March 31, 2000
D.H. Blair Investors May Be Entitled to Restitution
February 18, 2000
Phoenix Man Sentenced to Ten Years for Investment Fraud
January 11, 2000
Chandler Man Ordered To Stop Engaging In Securities Fraud Involving a Prime Bank Scheme
January 7, 2000
Arizona Adopts Uniform Investment Adviser Comptency Exams
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