Attention: Beginning August 19, 2019, will be found at For up-to-date information on investment education and fraud prevention, please visit our new site and bookmark it.




The organizations and their listed abbreviations are the brochure originators. 


Some brochures will feature a label with Arizona Corporation Commission-Securities Division contact information. 

Sign up for News Releases and Investor Alerts!

Sign up for Commission News sent directly to 
your email box!

Investor Resource Library


     View Online      Request by   
Protect Your Money from Dishonest Financial Professionals

Choose and monitor your financial professional with this informational guide.  Contains fraud preventon tips and contact info if a problems arises; (2003, ACC).* Free!

   Send By Mail Cart
Foregin Currency

Be on the alert for Forex investment promoters who downplay risk; (2006, FTC).*  Free!--Single Copy Only

   Send By Mail Cart
Boiler Rooms: Where Fraud is Always on Call

Learn how boiler rooms operate to get you on the hook to invest;  (2003, ACC).* Free!

   Send By Mail Cart
A Guide to Mining Investments

Use this booklet to understand the risks of mining ventures and learn the questions to ask before you invest; (2003, ACC).* Free!

   Send By Mail Cart
Stopping Affinity Fraud

Know how to avoid investment scams that target members of identifiable groups, often religious or ethnic communities; (2011, SEC).* Free!

   Send By Mail Cart
Smart Saving for College-Better Buy Degrees

Gain knowledge about the available saving-for-college options; includes a hand comparison chart; (2010, FINRA).*  Free!

   Send By Mail Cart
Risk and Suitability

Understand the importance of determining your investment risk tolerance level and suitability before you buy an investment product froma financial professional; (2003, ACC).*  Free!

   Send By Mail Cart
Variable Annuities: What You Should Know

Describes what annuities are, how they work, and what charges you can expect; (2000, SEC).*   Free!

   Send By Mail Cart
10 Things You Can Do to Avoid Fraud

View this checklist on how to outsmart fraud and protect your money; (2010, FTC).* Free!

   Send By Mail Cart
Fighting Fraud 101: Smart Tips for Older Investors

Understand the psychology of an investment scam and how to protect yourself; (2007, FINRA).*  Free!

   Send By Mail Cart
   Page 1 of 3   Jump To Page: