Attention: Beginning August 19, 2019, will be found at For up-to-date information on investment education and fraud prevention, please visit our new site and bookmark it.


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to help you Plan Your Retirement

To supplement your Social Security income, you also will need savings, investments, pensions, or retirement accounts to make sure you have enough money to enjoy retirement.   Open the following toolbox to find resources that can expand your financial literacy and help you plan your retirement with confidence:






stock photo : set of educatoins tools  on a white background

The information provided on this website is not comprehensive, is not offered as legal or investment advice, and is not a substitute for competent, license legal or financial counsel.  The Securities Division provides this information to give you an overview of the topics discussed.   You should not rely on the accuracy of this information, but should carefully review all applicable statutes and regulations with the assistance of legal counsel or licensed investment professionals.

Ask and Check

Before you invest, contact the Investigator on Duty at 602-542-0662 or send an email to verify license or registration status and disciplinary history of the investment, salesperson AND company.