About the Commission
The Arizona Corporation Commission is a state regulatory body charged with several important responsibilities. Read more about the Commission and its elected officials.
Celebrating 100 Years of Serving Arizona Citizens
The Securities Division strives to preserve the integrity of the financial marketplace through investigative actions as well as the registration and oversight of securities, securities dealers and salespersons, and investment advisers and their representatives. Further, the Securities Division provides license status and disciplinary history information about investment promoters upon request and disperses investor education information, including brochures and presentations.